Compliance Questionnaire Form

Do you screen your clients and suppliers against sanctioned names as notified by competent authorities?

Yes

Do you have a policy and procedures for independent audit or testing of your AML/CFT compliance?

Yes

Do you have a compliance officer responsible for coordinating/monitoring compliance?

Yes

Have you carefully reviewed DMCC AML/CFT policy and procedures and are you willing to abide by its provisions?

Yes

Institution Name

Name of signatory*

Title of signatory

E-mail*

VERIFICATION

DUBAI MULTI COMMODITIES CENTRE